The activities covered by the FinSA include asset management and various advisory services (investment advice, execution-only, etc.). Nahmani Grunder provides clients with a comprehensive market offering in these areas. For more information on the market offering, please contact our client advisors. All services, along with associated costs and risks, are described in detail in the respective service contract with the associated appendices.

As a result of Nahmani Grunder’s offerings and activities, conflicts of interest may arise, both due to economic ties with third parties and the relationships between group companies. Nahmani Grunder takes care to prevent conflicts of interest as far as possible or shall otherwise dully disclose them. This goal is achieved through appropriate internal policies, organizational precautions, and compliance with market conduct rules. Upon request, Nahmani Grunder can provide you with any further information.

Nahmani Grunder is regulated and licensed by the Swiss Financial Market Supervisory Authority FINMA, Laupenstrasse 27, 3003 Bern, pursuant to Article 5, paragraph 1 of the Financial Institutions Act (FinIA). Nahmani Grunder is regulated by the supervisory organization AOOS – Schweizerische Aktiengesellschaft für Aufsicht, Clausiusstrasse 50, 8006 Zurich.

Incase of conflict, you have the option to contact the designated ombudsman below. This service is free of charge. The ombudsman will try to reach an agreement between the parties in a neutral and independent manner.

OFS Ombud Finance Switzerland
10 rue du Conseil-Général
1205 Geneva, Switzerland
Tel.: +41 22 808 04 51
contact@ombudfinance.ch

For information on the risks associated with securities investments, please refer to the respective service contracts with the associated appendices. We also refer you to the “Risks Involved in Trading Financial Instruments” brochure produced by the Swiss Bankers Association, available online. If you have any questions, need any additional information, or wish to receive a printed copy of the brochure above, please contact our client advisors.

The Financial Services Act divides clients into retail clients, professional clients, or institutional clients.

The level of regulatory client protection is lower for professional and institutional clients than for retail clients. In order for clients to benefit from a full range of services and a comprehensive set of financial instruments, Nahmani Grunder offers its services only and exclusively to professional and institutional clients.

High-net-worth retail clients can be classified as professional clients (“opting out”). Our client advisors will inform you about the necessary requirements and what FinSA provisions do not apply in this case.

The client shall ensure that contact and communication are consistent while personal information is kept up to date. In particular, the client should make sure that the asset manager is notified immediately about any changes of address and name and that a trusted third party is informed about the relationship with the asset manager (if possible, as authorised representative). If contact is interrupted for a prolonged period, the asset manager may pass on to the client the costs of researching the address, as well as the costs involved in the special handling and monitoring of dormant assets. Dormant business relationships with a zero or negative balance will be closed by the asset manager. Further information can be found in the brochure “Dormant Assets” from the Swiss Bankers Association.